Lee, Melissa M. 2018. “The International Politics of Incomplete Sovereignty: How Hostile Neighbors Weaken the State.” International Organization 72(2): 283-315.
Why do some countries fail to govern their territory? Incomplete domestic sovereignty, defined as the absence of effective state authority over territory, has severe consequences in terms of security, order, economic growth, and human well-being. These negative consequences raise the question of why such spaces remain without effective authority. This article investigates the impact international factors have on domestic sovereignty. I argue that hostile neighbors can weaken state authority over territory. This sovereignty-undermining behavior can yield domestic or foreign policy benefits. I investigate the effects of hostile neighboring states through a cross-national, within-country statistical analysis and a case study, and I show that this international explanation is an underappreciated yet important contributor to weak state authority even after accounting for domestic factors. The conclusions of this study challenge our understanding of the effects of international politics on internal political development.
Lee, Melissa M., and Nan Zhang. 2017. “Legibility and the Informational Foundations of State Capacity.” Journal of Politics 79(1): 118-132.
Recent research in political science has stressed the importance of the state in curbing violence and promoting social and economic development, resulting in an explosion of interest in the foundations of state capacity. This paper argues that state capacity depends in part on “legibility” – the breadth and depth of the state’s knowledge about its citizens and their activities – and that legibility plays a crucial role in effective, centralized governance. We illustrate the importance of legibility through a novel argument that links legibility to the state’s role in curbing free-riding in collective action dilemmas. We then demonstrate this argument in the context of tax contributions to public goods using an original measure of legibility based on national population censuses. The paper concludes by discussing how future research may leverage our indicator’s exceptional temporal and geographic coverage to advance new avenues of inquiry in the study of the state.
Lee, Melissa M., and Melina Platas Izama. 2015. “Aid Externalities: Evidence from PEPFAR in Africa.” World Development 67: 281-294.
Do targeted aid programs have unintended consequences outside of the target issue area? We investigate this question with an examination of one of the largest targeted aid programs in the world: the President’s Emergency Plan for AIDS Relief (PEPFAR). Critics of PEPFAR worry that a targeted program focusing on single diseases has a negative externality, in which the influx of massive amounts of target aid damages broader public health systems in countries that receive PEPFAR funds. Using a difference-in-differences identification strategy, we find statistical evidence that supports critics of targeted aid.
Lee, Melissa M., Gregor Walter-Drop, and John Wiesel. 2014. “Taking the State Back Out: Statehood and the Delivery of Collective Goods.” Governance 27(4): 635-654.
State-building is a central tenet of many current development efforts. This primacy of the state rests on a global normative script that emphasizes the role of the modern state in providing collective goods and services from security to education to health. We analyze state performance in six dimensions of service delivery in a cross-sectional sample of more than 150 countries. In addition to exploring the explanatory power of statehood, we examine various control variables and also analyze whether external actors affect the delivery of collective goods and services. The core finding of this article is that there is remarkably little evidence of a consistent relationship between statehood and service delivery. This result casts doubt on the conventional wisdom about the centrality of the state for the provision collective goods and services, and suggests that other factors may explain the observed variation.
Lee, Melissa M. Crippling Leviathan: How Foreign Interference Weakens the State.
Based on my award-winning dissertation, this book investigates the problem of incomplete state consolidation, or the failure of the state to exercise authority over its territory. Incomplete state consolidation has severe consequences in terms of security, order, economic growth, and human well-being. These negative consequences raise the question of why ungoverned and undergoverned spaces remain without effective authority. This book argues that foreign subversion is an underappreciated but important contributor to this form of state weakness. States with severe policy disputes subvert their adversaries by utilizing third-party proxies to undermine state authority over territory, and do so because subversion is a potent and politically useful foreign policy instrument. I substantiate this claim about the effects of subversion on state authority using a combination of statistical analysis, a comparison of Russia’s relations with the post-Soviet successor states, and two in-depth case studies. By illuminating the international dimensions of incomplete state consolidation in the post-1945 period, this book challenges two conventional wisdoms in the literature on state development. First, contrary to the international relations literature, this book suggests that today’s weak states persist not because of the absence of external war, but because wars are now commonly fought in a manner that undermines the state’s ability to consolidate authority throughout its territory. Second, contrary to the comparative politics literature that explains state weakness as the product of underlying structural and political conditions, this book shows that international factors also perpetuate weak statehood above and beyond the effects of domestic variables. Together, these two contributions illuminate how international politics profoundly affect state development in the contemporary period.
“All in the Family: Language and State-Society Interactions in 19th Century France” (with Nan Zhang)
Modern states are distinguished by the breadth and depth of public regulation over private affairs. The everyday practice of the state’s rule-making authority is predicated on frequent and dense encounters between the state and the population it seeks to control. This paper argues that linguistic standardization facilitates state-society interaction by lowering the transaction costs of those encounters. We support this claim with evidence drawing upon detailed historical data from 19th century France during a crucial period of state- and nation-building. Focusing on the specific domain of French marriage regulations, we find that increasing linguistic standardization predicts greater popular involvement with local authorities across French regions over time. These results demonstrate that linguistic standardization plays an important role in political development not solely by enhancing loyalty, as the literature has recognized, but also by lowering the barriers to encounters with the state.
“Third Party Policymakers and the Limits of the Influence of Indicators” (with Aila M. Matanock)
Ranking and rating states through global performance assessments (GPAs) is increasingly common as a tool of global governance. Existing research shows that GPAs shape rated state behavior through social mechanisms. Yet these mechanisms are unlikely to provoke reform among states resistant to social pressure. In those cases, material power is an important tool of international influence. Do GPAs influence the application of material power? We argue that GPAs attract attention and coordinate material power among third-party states through their production of focal points and provision of political cover. We test our arguments about GPA influence on third parties using Transparency International’s Corruption Perceptions Index (CPI). We show that while the CPI attracts considerable media attention, it does not influence the allocation of foreign aid, an important lever of international influence, despite the aid community’s avowed commitment to good governance. These findings suggest that the promise of GPAs is limited to social forms of influence.
“Building Support for International Law Enforcement: Elite Justifications and Public Values” (with Lauren Prather)
This paper investigates the effectiveness of leader justifications for marshaling public support for international law enforcement. We study two justifications — the illegality of a country’s actions, and the consequences of those actions for international order — and argue that their effectiveness depends on two public values: ideology and interpersonal norm enforcement. We test our arguments in the case of international law prohibiting the violent seizure of territory. Using an original survey experiment fielded in the U.S. and Australia, we find that elite justifications shape support for enforcement, and that the frames appeal to different segments of the public. These results imply elites can build a broader coalition of support by using multiple justifications. This study contributes to the scholarship on international law by showing how the domestic public — typically considered a mechanism for generating compliance within states — can impede or facilitate third-party enforcement of the law between states.
Lee, Melissa M., and Nan Zhang. 2013. “The Art of Counting the Governed: Census Accuracy, Civil War, and State Presence.” CDDRL Working Paper Series, No. 146. Stanford University.
Recent research in both political science and economics has stressed the importance of the state for providing public goods, curbing civil influence, and fostering economic growth. Moreover, it is now widely recognized that areas where the state is contested, limited, or absent can serve as havens for transnational terrorists, drug cartels, human traffickers, pirates, or insurgents. Yet, despite the centrality of the state as a variable of interest, quantitative research has been hampered by disagreements over how to conceptualize state strength and how to measure it in a credible way. To address these problems, in this paper we develop and operationalize a new measure of state presence that aims to capture the extent to which state institutions, agents and rules influence the decision-making of citizens residing within national boundaries. We present an extensive series of validity checks to distinguish our idea of state presence from other related but distinct concepts in the social science literature. Finally, we demonstrate the potential for our new measure to advance quantitative research on questions of substantive importance in political science by deploying it in a statistical analysis to disentangle competing explanations for civil war onset.